Our Firm

 

*Securities Offered Through Royal Alliance Associates, Inc.  Member FINRA/SIPC.  Advisory services are offered through Rogers Financial Advisory Group, LLC, a registered investment advisor.  Rogers Financial Group and  Rogers Financial Advisory Group, LLC are not affiliated with Royal Alliance Associates, Inc.

The advisors at Rogers Financial Group are Registered Representatives of and offers securities products & services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of California, Connecticut, Florida, Georgia, Illinois, Indiana, Kentucky, Maine, Maryland, Massachusetts, Michigan, Montana, New Hampshire, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Virginia and Wyoming. No offers may be made or accepted from any resident outside the specific states referenced.
 

Jon Rogers is also separately registered as an investment advisor representative under Rogers Financial Advisory Group, LLC, a Registered Investment Advisor, offering advisory services in the state of South Carolina.  As such, these services are strictly intended for individuals residing in South Carolina.

  
IMPORTANT CONSUMER INFORMATION:

A broker-dealer "BD", investment advisor "IA", a BD agent, or IA Representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in that state as a broker-dealer, investment adviser, BD agent or IA Representative, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion.

For information concerning the licensing status or disciplinary history of a broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.